10G Integrity: The DOCSIS® 4.0 Specification and Its New Authentication and Authorization Framework

A Journey Through DOCSIS Security

Baseline Privacy Plus V1 and Its Limitations

The New Baseline Privacy Plus V2

  • Message Authentication. BPI+ V2 Authorization messages are fully authenticated. For CMs this means that they need to digitally sign the Authorization Requests messages, thus eliminating the possibility for an attacker to substitute the CM certificate with another one. For CMTS-es, BPI+ V2 requires them to authenticate their own Authorization Reply messages this change adds an explicit authentication step to the current authorization mechanism. While recognizing the need for deploying mutual message authentication, DOCSIS 4.0 specification allows for a transitioning period where devices are still allowed to use BPI+ V1. The main reason for this choice is related to the new requirements imposed on DOCSIS networks that are now required to procure and renew their DOCSIS credentials when enabling BPI+ V2 (Mutual Authentication).
  • Perfect Forward Secrecy. Differently from BPI+ V1, the new authentication framework requires both parties to participate in the derivation of the Authorization Key from authenticated public parameters. In particular, the introduction of Message Authentication on both sides of the communication (i.e., the CM and the CMTS) enables BPI+ V2 to use the Elliptic-Curves Diffie-Hellman Ephemeral (ECDHE) algorithm instead of the CMTS directly generating and encrypting the key for the different CMs.Because of the authentication on the Authorization messages, the use of ECDHE is safe against MITM attacks.
  • Algorithm Agility. As the advancement in classical and quantum computing provides users with incredible computational power at their fingertips, it also provides the same ever-increasing capabilities to malicious users. BPI+ V2 removes the protocol dependencies on specific public-key algorithms that are present in BPI+ V1. , By introducing the use of the standard CMS format for message authentication (i.e., signatures) combined with the use of ECDHE, DOCSIS 4.0 security protocol effectively decouples the public key algorithm used in the X.509 certificates from the key exchange algorithm. This enables the use of new public key algorithms when needed for security or operational needs.
  • Downgrade Attacks Protection. A new Trust On First Use (TOFU) mechanism is introduced to provide protection against downgrade attacks — although the principles behind TOFU mechanisms are not new, its use to protect against downgrade attacks is. It leverages the security parameters used during a first successful authorization as a baseline for future ones, unless indicated otherwise. By establishing the minimum required version of the authentication protocol, DOCSIS 4.0 cable modems actively prevent unauthorized use of a weaker version of the DOCSIS authentication framework (BPI+). During the transitioning period for the adoption of the new version of the protocol, cable operators can allow “planned” downgrades — for example, when a node split occurs or when a faulty equipment is replaced and BPI+ V2 is not enabled there. In other words, a successfully validated CMTS can set, on the CM, the allowed minimum version (and other CM-CMTS binding parameters) to be used for subsequent authentications.

Future Work



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